No. 18-1117

Kabani & Company, Inc., et al. v. Securities and Exchange Commission

Lower Court: Ninth Circuit
Docketed: 2019-02-26
Status: Denied
Type: Paid
Tags: administrative-framework administrative-law appointments-clause constitutional-challenge constitutional-law due-process hearing-officer judicial-review lucia-v-sec procedural-validity ryder-v-united-states separation-of-powers structural-constitutional-objections timely-challenge
Key Terms:
DueProcess Securities
Latest Conference: 2019-05-09
Question Presented (AI Summary)

Whether petitioners who timely challenge the constitutional validity of the administrative framework, including the appointment of the officer adjudicating their case, are nonetheless ineligible for relief unless they specifically name 'the Appointments Clause' as the basis for their constitutional objections

Question Presented (OCR Extract)

QUESTION PRESENTED In Lucia v. SEC, this Court held that administrative law judges of the United States Securities and Exchange Commission are “Officers of the United States” subject to the Appointments Clause, and it reaffirmed that “one who makes a timely challenge to the constitutional validity of the appointment of an officer who adjudicates his case’ is entitled to “a new ‘hearing before a properly appointed official.” 138 S. Ct. 2044, 2055 (2018) (quoting Ryder v. United States, 515 U.S. 177, 182-83 (1995)). Lower courts, however, have struggled to define the contours of what constitutes a “timely challenge” to the validity of a government official’s appointment under the Appointments Clause. In this case, the Ninth Circuit added to the uncertainty by refusing to entertain Petitioners’ challenge to the appointment of the Public Company Accounting Oversight Board hearing officer who adjudicated their case, despite Petitioners’ having repeatedly contested the constitutional validity of the administrative framework of their proceeding at all stages—including challenging the appointment of that officer—because Petitioners did not specifically invoke “the Appointments Clause” as the basis for their structural constitutional objections. The question presented is: Whether petitioners who timely challenge the constitutional validity of the administrative framework, including the appointment of the officer adjudicating their case, are nonetheless ineligible for relief unless they specifically name “the Appointments Clause” as the basis for their constitutional objections.

Docket Entries

2019-05-13
Petition DENIED.
2019-04-17
DISTRIBUTED for Conference of 5/9/2019.
2019-04-16
Reply of petitioners Kabani & Company, Inc., et al. filed.
2019-03-28
Brief of respondent U.S. Securities & Exchange Commission in opposition filed.
2019-02-22
Petition for a writ of certiorari filed. (Response due March 28, 2019)
2018-12-18
Application (18A482) granted by Justice Kagan extending the time to file until February 22, 2019.
2018-12-17
Application (18A482) to extend further the time from January 23, 2019 to February 22, 2019, submitted to Justice Kagan.
2018-11-05
Application (18A482) to extend the time to file a petition for a writ of certiorari from December 24, 2018 to January 23, 2019, submitted to Justice Kagan.
2018-11-05
Application (18A482) granted by Justice Kagan extending the time to file until January 23, 2019.

Attorneys

Kabani & Company, Inc., et al.
George William Hicks Jr.Kirkland & Ellis LLP, Petitioner
U.S. Securities & Exchange Commission
Noel J. FranciscoSolicitor General, Respondent