No. 18-703

University of Southern California, et al. v. Allen L. Munro, et al.

Lower Court: Ninth Circuit
Docketed: 2018-11-29
Status: Denied
Type: Paid
Amici (1) Experienced Counsel
Tags: arbitration arbitration-agreement civil-procedure contract-scope erisa erisa-arbitration-agreement erisa-claims erisa-fiduciary-duty erisa-plan-participant fiduciary-duty plan-participant standing statutory-interpretation trust
Key Terms:
Arbitration ERISA Privacy
Latest Conference: 2019-02-15
Question Presented (AI Summary)

Whether an agreement to arbitrate 'all claims' that an ERISA plan participant 'may have' against a plan fiduciary encompasses a breach-of-fiduciary-duty claim under ERISA § 502(a)(2)

Question Presented (from Petition)

QUESTION PRESENTED The Employee Retirement Income Security Act of 1974 (“ERISA”) provides that a “civil action may be brought ... by a participant” in an ERISA plan for breach of fiduciary duty. ERISA § 502(a)(2), 29 U.S.C. § 1132(a)(2). If liability is established in that action, the fiduciary is “personally liable to make good to such plan any losses to the plan,” ERISA § 409(a), 29 U.S.C. § 1109(a), which, like all plan assets, are held in trust for the benefit of the plan’s participants. Respondents are participants in two ERISA plans sponsored by petitioner University of Southern California; they signed arbitration agreements in which they agreed to arbitrate “all claims. . . that [they] may have against” the University. Respondents thereafter filed ERISA claims against the University. Although this Court has held that “where [a] contract contains an arbitration clause, there is a presumption of arbitrability,” AT&T Techs., Inc. v. Comme’ns Workers of Am., 475 U.S. 648, 650 (1986), the Ninth Circuit reversed this presumption and held that respondents’ claims “fall[ ] outside the scope of the [arbitration] agreements” because respondents’ “claims are brought on behalf of the Plans,” not “on their own behalf,” and therefore are not “claims” that respondents “have” against the University. The question presented is: Whether an agreement to arbitrate “all claims” that an ERISA plan participant “may have” against a plan fiduciary encompasses claim under ERISA § 502(a)(2).

Docket Entries

2019-02-19
Petition DENIED.
2019-01-16
DISTRIBUTED for Conference of 2/15/2019.
2019-01-15
Reply of petitioners University of Southern California, et al. filed.
2019-01-02
Brief amicus curiae of Securities Industry and Financial Markets Association filed.
2018-12-31
Brief of respondents Allen Munro, et al. in opposition filed.
2018-11-29
Petition for a writ of certiorari filed. (Response due December 31, 2018)

Attorneys

Allen Munro, et al.
Michael Armin WolffSchlichter Bogard & Denton LLP, Respondent
Michael Armin WolffSchlichter Bogard & Denton LLP, Respondent
Securities Industry and Financial Markets Association
John Desire Giansello IIIOrrick, Herrington & Sutcliffe, Amicus
John Desire Giansello IIIOrrick, Herrington & Sutcliffe, Amicus
University of Southern California, et al.
Eugene ScaliaGibson Dunn & Crutcher LLP, Petitioner
Eugene ScaliaGibson Dunn & Crutcher LLP, Petitioner