No. 19-1181

Estate of Thomas Steinbeck, et al. v. Waverly Scott Kaffaga, as Executrix of the Estate of Elaine Anderson Steinbeck

Lower Court: Ninth Circuit
Docketed: 2020-03-30
Status: Denied
Type: Paid
Amici (3)Response RequestedResponse WaivedRelisted (2) Experienced Counsel
Tags: 17-usc-304 collateral-estoppel copyright-act copyright-law copyright-termination licensing-rights res-judicata statutory-interpretation vesting
Key Terms:
Copyright JusticiabilityDoctri Jurisdiction
Latest Conference: 2020-09-29 (distributed 2 times)
Question Presented (AI Summary)

Whether collateral estoppel bars an affirmative defense based on 17 U.S.C. § 304(c)(5) in a second litigation, when the first litigation involving different copyright termination rights never decided if the agreement at issue—purporting to transfer control over future termination rights before those rights vested—is unenforceable under § 304(c)(5)

Question Presented (OCR Extract)

QUESTION PRESENTED The Copyright Acts of 1976 and 1998 granted an author and certain heirs a contingent “right of termination” that allows the author or the heirs to terminate a previous license to the copyrighted work. See 17 U.S.C. §§ 203, 304. The right to terminate a copyright license is a contingent right that can enable authors and their heirs to capture the full value of the copyrighted works. To ensure that authors and their heirs did not prematurely assign away contingent rights, Congress specified that the rights will not vest until certain actions are undertaken during particularly specified time periods. Congress also instructed that “[t]ermination of the grant may be effected notwithstanding any agreement to the contrary, including an agreement to make a will or to make any future grant.” 17 U.S.C. § 304(c)(5). Termination rights are frequently exercised decades after the original license of the copyrighted work. A single copyrighted work can lead to different termination rights that vest at different times and may be owned by different heirs, once vested. The unique statutory scheme presents a challenge for traditional principles of estoppel, including res judicata and collateral estoppel. The question presented is: Whether collateral estoppel bars an affirmative defense based on 17 U.S.C. § 304(c)(5) in a second litigation, when the first litigation involving different copyright termination rights never decided if the agreement at issue—purporting to transfer control il over future termination rights before those rights vested—is unenforceable under § 304(c)(5).

Docket Entries

2020-10-05
Petition DENIED.
2020-09-23
Reply of petitioners The Estate of Thomas Steinbeck, et al. filed. (Distributed)
2020-07-22
DISTRIBUTED for Conference of 9/29/2020.
2020-07-06
Brief of respondent Waverly Scott Kaffaga in opposition filed.
2020-06-05
Brief amicus curiae of Digital Justice Foundation filed.
2020-05-19
Motion to extend the time to file a response is granted and the time is extended to and including July 6, 2020.
2020-05-18
Motion to extend the time to file a response from June 5, 2020 to July 6, 2020, submitted to The Clerk.
2020-05-06
Response Requested. (Due June 5, 2020)
2020-04-29
Brief amicus curiae of California Society of Entertainment Lawyers filed. (Distributed)
2020-04-29
Brief amici curiae of Authors Guild Inc., et al. filed. (Distributed)
2020-04-28
DISTRIBUTED for Conference of 5/15/2020.
2020-04-21
Waiver of right of respondent Waverly Scott Kaffaga to respond filed.
2020-03-10
Petition for a writ of certiorari filed. (Response due April 29, 2020)
2020-01-03
Application (19A737) granted by Justice Kagan extending the time to file until March 10, 2020.
2020-01-02
Application (19A737) to extend the time to file a petition for a writ of certiorari from January 15, 2020 to March 10, 2020, submitted to Justice Kagan.

Attorneys

Authors Guild Inc., Dramatists Guild of America, Inc., The American Society of Journalists and Authors, Ralph Oman
Raymond J. DowdDunnington Bartholow & Miller LLP, Amicus
California Society of Entertainment Lawyers
David Albert PiercePierce Law Group LLP, Amicus
Digital Justice Foundation
Anthony H. SonMaddox Edwards PLLC, Amicus
The Estate of Thomas Steinbeck, et al.
Matthew James DowdDowd Scheffel PLLC, Petitioner
Waverly Scott Kaffaga
Susan J. KohlmannJenner & Block LLP, Respondent