Question Presented (AI Summary)
Whether federal courts have subject-matter jurisdiction to confirm or vacate an arbitration award under Sections 9 and 10 of the FAA where the only basis for jurisdiction is that the underlying dispute involved a federal question
Question Presented (OCR Extract)
QUESTION PRESENTED This case presents a clear and intractable conflict regarding an important jurisdictional question under the Federal Arbitration Act (FAA), 9 U.S.C. 1-16. As this Court has repeatedly confirmed, the FAA does not itself confer federal-question jurisdiction; federal courts must have an independent jurisdictional basis to entertain matters under the Act. In Vaden v. Discover Bank, 556 U.S. 49 (2009), this Court held that a federal court, in reviewing a petition to compel arbitration under Section 4 of the Act, may “look through” the petition to decide whether the parties’ underlying dispute gives rise to federal-question jurisdiction. In so holding, the Court focused on the particular language of Section 4, which is not repeated elsewhere in the Act. After Vaden, the circuits have squarely divided over whether the same “look-through” approach also applies to motions to confirm or vacate an arbitration award under Sections 9 and 10. In Quezada v. Bechtel OG & C Constr. Servs., Inc., 946 F.3d 837 (5th Cir. 2020), the Fifth Circuit acknowledged the 3-2 “circuit split,” and a divided panel held that the “look-through” approach applies under Sections 9 and 10. In the proceedings below, the Fifth Circuit declared itself “bound” by that earlier decision, and applied the “look-through” approach to establish jurisdiction. That holding was and this case is a perfect vehicle for resolving the widespread disagreement over this important threshold question. The question presented is: Whether federal courts have subject-matter jurisdiction to confirm or vacate an arbitration award under Sections 9 and 10 of the FAA where the only basis for jurisdiction is that the underlying dispute involved a federal question. (1)
2022-03-31
Judgment REVERSED and case REMANDED. Kagan, J., delivered the <a href = 'https://www.supremecourt.gov/opinions/21pdf/20-1143_m6hn.pdf'>opinion</a> of the Court, in which Roberts, C. J., and Thomas, Alito, Sotomayor, Gorsuch, Kavanaugh, and Barrett, JJ., joined. Breyer, J., filed a dissenting opinion.
2021-11-02
Argued. For petitioner: Daniel L. Geyser, Dallas, Tex. For respondents: Lisa S. Blatt, Washington, D. C.
2021-10-12
Reply of petitioner Denise A. Badgerow filed. (Distributed)
2021-09-17
Brief amicus curiae of Arbitration Scholar Imre Stephen Szalai filed. (Distributed)
2021-09-17
Brief amicus curiae of Securities Industry and Financial Markets Association filed.(Distributed)
2021-09-17
Brief amicus curiae of Chamber of Commerce of the United States of America filed. (Distributed)
2021-09-10
Brief of respondents Greg Walters, et al. filed.
2021-09-01
The record from the U.S.C.A. 5th Circuit is electronic and availble on Pacer.
2021-09-01
Record requested from the U.S.C.A. 5th Circuit.
2021-08-16
ARGUMENT SET FOR Tuesday, November 2, 2021.
2021-07-22
Brief of petitioner Denise A. Badgerow filed.
2021-06-28
Motion to dispense with printing the joint appendix filed by petitioner GRANTED.
2021-06-17
Motion to dispense with printing the joint appendix filed by petitioner Denise A. Badgerow.
2021-06-04
Motion to extend the time to file the briefs on the merits granted. The time to file the joint appendix and petitioner's brief on the merits is extended to and including July 22, 2021. The time to file respondents' brief on the merits is extended to and including September 10, 2021.
2021-05-28
Motion for an extension of time to file the briefs on the merits filed.
2021-05-10
DISTRIBUTED for Conference of 5/13/2021.
2021-04-16
Reply of petitioner Denise A. Badgerow filed. (Distributed)
2021-04-14
DISTRIBUTED for Conference of 4/30/2021.
2021-04-05
Motion to delay distribution of the petition for a writ certiorari until April 14, 2021 granted.
2021-04-02
Motion of petitioner to delay distribution of the petition for a writ of certiorari under Rule 15.5 from April 7, 2021 to April 14, 2021, submitted to The Clerk.
2021-03-24
Brief of respondents Greg Walters, et al. in opposition filed.
2021-02-12
Petition for a writ of certiorari filed. (Response due March 24, 2021)