No. 21-518

AlixPartners, LLP, et al. v. The Fund for Protection of Investors' Rights in Foreign States

Lower Court: Second Circuit
Docketed: 2021-10-07
Status: Judgment Issued
Type: Paid
Amici (2)Relisted (2)
Tags: 28-usc-1782 arbitration-proceeding commercial-dispute discovery discovery-authorization foreign-tribunal international-tribunal investor-state-arbitration investor-state-dispute section-1782 statutory-interpretation
Key Terms:
AdministrativeLaw Arbitration Privacy JusticiabilityDoctri
Latest Conference: 2021-12-10 (distributed 2 times)
Question Presented (AI Summary)

Whether an ad hoc arbitration to resolve a commercial dispute between two parties is a 'foreign or international tribunal' under 28 U.S.C. § 1782(a) where the arbitral panel does not exercise any governmental or quasi-governmental authority

Question Presented (OCR Extract)

QUESTION PRESENTED Under 28 U.S.C. § 1782(a), district courts may authorize third-party discovery against U.S. persons where the evidence sought is for use in “a foreign or international tribunal.” The lower courts are in acknowledged conflict regarding the meaning of the phrase “foreign or international tribunal” and, accordingly, whether Section 1782 reaches nongovernmental arbitration proceedings occurring in a foreign country. This Court was set to resolve that conflict in Servotronics, Inc. v. Rolls-Royce PLC, No. 20-794, but that case was dismissed upon the parties’ Rule 46 motion shortly before oral argument had been scheduled to occur. This petition likewise presents the Section 1782 dispute, and in an even more critical context. Whereas the arbitration in Servotronics was between two private parties, the arbitration here is between a private party and a foreign state—an application of Section 1782 upon which the United States has expressed “particular concern.” The question presented is: Whether an ad hoc arbitration to resolve a commercial dispute between two parties is a “foreign or international tribunal” under 28 U.S.C. § 1782(a) where the arbitral panel does not exercise any governmental or quasi-governmental authority. ey)

Docket Entries

2022-07-15
JUDGMENT ISSUED
2022-02-11
CIRCULATED
2022-01-27
The record received from the U.S.C.A. 2nd Circuit has been electronically filed.
2022-01-26
Record requested from the U.S.C.A. 2nd Circuit.
2021-12-10
Motion for leave to file amicus brief filed by International Institute for Conflict Prevention & Resolution, Inc. GRANTED.
2021-12-06
DISTRIBUTED for Conference of 12/10/2021.
2021-11-16
DISTRIBUTED for Conference of 12/3/2021.
2021-11-15
Reply of petitioners AlixPartners, LLP, et al. filed. (Distributed)
2021-11-08
Brief of respondent The Fund for Protection of Investors' Rights in Foreign States in opposition filed.
2021-11-08
Waiver of the 14-day waiting period under 15.5 filed.
2021-11-05
Motion for leave to file amicus brief filed by International Institute for Conflict Prevention & Resolution, Inc.
2021-10-05
Petition for a writ of certiorari filed. (Response due November 8, 2021)

Attorneys

AlixPartners, LLP, et al.
Mark Thomas StancilWillkie Farr & Gallagher LLP, Petitioner
Joseph T. BaioWillkie, Farr, Gallagher, Petitioner
George A. Bermann, Robert H. Smit, D. Brian King, Ruth Teitelbaum, And Lucas Bent
Jonathan B. NewBaker & Hostetler LLP, Amicus
International Institute for Conflict Prevention & Resolution, Inc.
John B. PinneyGraydon Head & Ritchey LLP, Amicus
The Fund for Protection of Investors' Rights in Foreign States
Alexander Athan YanosAlston & Bird LLP, Respondent