No. 22-919

Stephen Thaler v. Katherine K. Vidal, Under Secretary of Commerce for Intellectual Property and Director, United States Patent and Trademark Office, et al.

Lower Court: Federal Circuit
Docketed: 2023-03-21
Status: Denied
Type: Paid
Amici (3)Response Waived
Tags: artificial-intelligence innovation-rights invention inventor inventor-definition patent patent-act patent-eligibility patent-law standing statutory-interpretation
Key Terms:
Patent Trademark JusticiabilityDoctri
Latest Conference: 2023-04-21
Question Presented (AI Summary)

Does the Patent Act categorically restrict the statutory term 'inventor' to human beings alone?

Question Presented (from Petition)

QUESTION PRESENTED “The primary meaning of the word ‘invention’ in the Patent Act unquestionably refers to the inventor’s conception.” Pfaff v. Wells Elecs., Inc., 525 U.S. 55, 60 (1998). Here, it is undisputed that an artificial intelligence (AI) system known as DABUS used generalized background knowledge of a technical field to conceive of two novel inventions and then recognize their utility, all without specific guidance from a human being. Thus, only DABUS fits the statutory definition of “inventor” under the Patent Act: the “individual ... who invented or discovered the subject matter of the invention.” Nevertheless, the U.S. Patent and Trademark Office rejected patent applications on both inventions solely because the inventor listed in the applications was an AI system rather than a human being. The Federal Circuit, like the district court below it, upheld that rejection on the same basis. As both parties agree, this holding—which overlooks that “individual” may simply refer to a single entity as opposed to a collective such as a corporation or government— completely denies patent protection to any and all inventions created by an AI system without a human inventor. The question presented is: Does the Patent Act categorically restrict the statutory term “inventor” to human beings alone?

Docket Entries

2023-04-24
Petition DENIED.
2023-04-18
Brief amici curiae of The Chicago Patent Attorneys filed. (Distributed)
2023-04-17
Brief amici curiae of Brooklyn Law Incubator & Policy Clinic, et al. filed. (Distributed)
2023-04-12
2023-04-05
DISTRIBUTED for Conference of 4/21/2023.
2023-03-30
Waiver of right of respondent Katherine K. Vidal, Under Secretary of Commerce for Intellectual Property and Director, United States Patent and Trademark Office, et al. to respond filed.
2023-03-17
2023-01-10
Application (22A615) granted by The Chief Justice extending the time to file until March 19, 2023.
2023-01-06
Application (22A615) to extend the time to file a petition for a writ of certiorari from January 18, 2023 to March 19, 2023, submitted to The Chief Justice.

Attorneys

Brooklyn Law Incubator & Policy (BLIP) Clinic and Prof. Dr. Peter Georg Picht
Russell Charles MerbethBandera Advisors LLC, Amicus
Russell Charles MerbethBandera Advisors LLC, Amicus
Katherine K. Vidal, Under Secretary of Commerce for Intellectual Property and Director, United States Patent and Trademark Office, et al.
Elizabeth B. PrelogarSolicitor General, Respondent
Elizabeth B. PrelogarSolicitor General, Respondent
Lawrence Lessig, Shlomit Yanisky-Ravid, Osman Güçlütürk and Dr. Christopher Mason
Raymond J. DowdDunnington Bartholow & Miller LLP, Amicus
Raymond J. DowdDunnington Bartholow & Miller LLP, Amicus
Stephen Thaler
Ryan Benjamin AbbottBrown, Neri, Smith and Khan, LLP, Petitioner
Ryan Benjamin AbbottBrown, Neri, Smith and Khan, LLP, Petitioner
The Chicago Patent Attorneys
Aaron Vincent GinMcDonnell Boehnen Hulbert & Berghoff LLP, Amicus
Aaron Vincent GinMcDonnell Boehnen Hulbert & Berghoff LLP, Amicus