No. 23-225

Keith M. Krupka, et al. v. Stifel Nicolaus & Co., Inc.

Lower Court: Eighth Circuit
Docketed: 2023-09-11
Status: Denied
Type: Paid
Tags: civil-procedure class-action class-action-fairness-act federal-jurisdiction negligence securities securities-exception securities-law statutory-construction underwriter underwriter-liability
Key Terms:
ERISA ClassAction
Latest Conference: 2023-11-09
Question Presented (AI Summary)

Whether a state law negligence claim based solely on an underwriter's acts and omissions with respect to a securities offering document relates to the rights, duties, and obligations relating to, or created by or pursuant to a security so as to come within the securities exception to federal jurisdiction under the Class Action Fairness Act

Question Presented (OCR Extract)

QUESTION PRESENTED Whether a state law negligence claim based solely on an underwriter’s acts and omissions with respect to a securities offering document “relates to the rights, duties. . ., and obligations relating to, or created by or pursuant to” a security so as to come within the securities exception (the “Securities Exception”) to federal jurisdiction under the Class Action Fairness Act. (“(CAFA”) i

Docket Entries

2023-11-13
Petition DENIED.
2023-10-24
DISTRIBUTED for Conference of 11/9/2023.
2023-10-23
2023-10-10
2023-09-07

Attorneys

Keith M. Krupka, et al.
James Timothy FrancisFrancis Law, LLC, Petitioner
James Timothy FrancisFrancis Law, LLC, Petitioner
Stifel Nicolaus & Co., Inc.
Neal F. PerrymanLewis Rice LLC, Respondent
Neal F. PerrymanLewis Rice LLC, Respondent