Betsy Sachs v. Financial Industry Regulatory Authority
Arbitration Antitrust DueProcess FourthAmendment FifthAmendment Securities JusticiabilityDoctri
Does FINRA have immunity?
No question identified. : Gmail’WRIT OF CERTIORARI 1/28/23, 10:18 PM 4 ih Gmail Betsy Sachs WRIT OF CERTIORARI Betsy Sachs Sat, Jan 28, 2023 at 10:16 PM Draft No. ; IN THE SUPREME COURT OF THE UNITED STATES Betsy Sachs, Petitioner vs : Finra, Respondent ON PETITION FOR A WRIT OF CERTIORARI TO FIRST CIRCUIT COURT OF APPEALS PETITION FOR WRIT OF CERTIORARI Betsy Sachs PO Box 124 Rockville, Rl, 02873 (401) 714-5169 QUESTIONS 1. DOES FINRA HAVE IMMUNITY? 2. DOES THE REGULATION OF US SECURITIES PROFESSIONALS REMAIN A PRIVATE ENTERPRISE FREE FROM THE CONSTITUTIONAL CONSTRAINTS ON PUBLIC ACTORS? Page 1 of 26 Gmail*WRIT OF CERTIORARI 1/28/23, 10:18 PM 3. SHOULD FINRA BE REQUIRED TO DEMONSTRATE EXCEPTIONALLY CLEAR DELEGATION OF AUTHORITY FROM CONGRESS WHEN IT SEEKS TO ADDRESS PROBLEMS IN WAYS THAT HAVE MAJOR ECONOMIC OR POLITICAL SIGNIFICANCE? 4. IS FINRA A QUASI GOVERNMENTAL ENTITY WITH PRIVATE/PUBLIC DISTINCTION? 5. SHOULD SCOTUS VOID SOME CRITICAL SRO RULE? 6. WILL SCOTUS EXTEND ITS EMERGING DOCTRINES TO INVALIDATE FINRA? 7. THE CENTRAL QUESTION BECOMES WHETHER FINRA IS EXERCISING EXECUTIVE POWER WITHIN THE MEANING OF THE CONSTITUTION OR WHETHER IT IS A TRULY PRIVATE SELFREGULATORY ORGANIZATION. 8. SHOULD SCOTUS TAKE RENEWED INTEREST IN ITS PRIVATE NON DELEGATION DOCTRINE? 9. WHAT IS JUSTICE?