No. 25-466
Ongkaruck Sripetch v. Securities and Exchange Commission
Amici (11)
Experienced Counsel
Tags: circuit-split civil-enforcement disgorgement pecuniary-harm sec-enforcement statutory-interpretation
Latest Conference:
2026-01-09
Question Presented (from Petition)
Whether the SEC may seek equitable disgorgement under 15 U.S.C. 78u(d)(5) and (d)(7) without showing investors suffered pecuniary harm.
Question Presented (AI Summary)
Whether the SEC may seek equitable disgorgement under 15 U.S.C. 78u(d)(5) and (d)(7) without showing investors suffered pecuniary harm
Docket Entries
2026-04-01
Amicus brief of Better Markets, Inc. submitted.
2026-04-01
Amicus brief of Remedies and Restitution Scholars Douglas Laycock, Colleen P. Murphy, Caprice L. Roberts, Chaim Saiman, and Michael Traynor submitted.
2026-04-01
Amicus brief of Consumer Federation of America submitted.
2026-03-30
CIRCULATED
2026-03-27
Brief of Federal Respondents submitted.
2026-03-25
Brief of Federal Respondents submitted.
2026-03-25
Brief of respondent filed. (Distributed)
2026-03-20
Sealed material received electronically from the United States Court of Appeals for the Ninth Circuit and available with the Clerk. The remainder of the record is electronic and is available on PACER.
2026-03-02
Amicus brief of The Cato Institute submitted.
2026-03-02
Amicus brief of Pacific Legal Foundation, Matthias O'Meara, Choice Advisors, LLC submitted.
2026-03-02
Amicus brief of Chamber of Commerce submitted.
2026-03-02
Amicus brief of Kalistratos Kabilafkas and Timoleon Kabilafkas submitted.
2026-03-02
Amicus brief of Washington Legal Foundation submitted.
2026-03-02
Amicus brief of Investor Choice Advocates Network submitted.
2026-03-02
Amicus brief of Brenda Barry, Caleb Moody, and Eric Cannon submitted.
2026-03-02
Amicus brief of California Alternative Investments Association submitted.
2026-03-02
Brief amicus curiae of Chamber of Commerce filed.
2026-03-02
Brief amicus curiae of Investor Choice Advocates Network filed.
2026-03-02
Brief amicus curiae of The Cato Institute filed.
2026-03-02
Brief amici curiae of Kalistratos Kabilafkas, et al. filed.
2026-03-02
Brief amicus curiae of Washington Legal Foundation filed.
2026-03-02
Brief amicus curiae of California Alternative Investments Association filed.
2026-03-02
Brief amici curiae of Pacific Legal Foundation, et al. filed.
2026-03-02
Brief amici curiae of Former Securities and Exchange Commission Attorneys filed.
2026-02-23
Brief of petitioner Ongkaruck Sripetch filed.
2026-02-23
Brief of Ongkaruck Sripetch submitted.
2026-02-23
Motion to dispense with printing the joint appendix filed by petitioner GRANTED.
2026-02-18
Record requested from the United States Court of Appeals for the Ninth Circuit.
2026-02-11
SET FOR ARGUMENT on Monday, April 20, 2026.
2026-01-27
Motion to dispense with printing the joint appendix filed by petitioner Ongkaruck Sripetch.
2026-01-27
Motion of Ongkaruck Sripetch to dispense with joint appendix submitted.
2026-01-09
Petition GRANTED.
2025-12-23
DISTRIBUTED for Conference of 1/9/2026.
2025-12-17
Brief of Federal Respondents filed.
2025-12-17
Brief for the Respondent of Federal Respondents submitted.
2025-12-17
Waiver of the 14-day waiting period of Ongkaruck Sripetch submitted.
2025-12-17
Waiver of the 14-day waiting period for the distribution of the petition pursuant to Rule 15.5 filed by petitioners.
2025-12-04
Amicus brief of Brenda Barry, Caleb Moody, and Eric Cannon submitted.
2025-11-18
Motion to extend the time to file a response is granted and the time is extended to and including December 17, 2025.
2025-11-17
Brief amicus curiae of Brenda Barry, et al. filed. (Corrected)
2025-11-17
Amicus brief of The Cato Institute submitted.
2025-11-17
Amicus brief of Brenda Barry, Caleb Moody, and Eric Cannon submitted.
2025-11-17
Brief amicus curiae of The Cato Institute filed.
2025-11-17
Brief amicus curiae of Cato Institute filed.
2025-11-15
Brief amicus curiae of California Alternative Investments Association filed.
2025-11-15
Amicus brief of California Alternative Investments Association submitted.
2025-11-14
Motion to extend the time to file a response from November 17, 2025 to December 17, 2025, submitted to The Clerk.
2025-11-14
Motion of Federal Respondents for an extension of time submitted.
2025-10-14
Petition for a writ of certiorari filed. (Response due November 17, 2025)
Attorneys
Better Markets, Inc.
Dominick V. Freda — Better Markets, Inc., Amicus
Brenda Barry, Caleb Moody, and Eric Cannon
California Alternative Investments Association
Keri Curtis Axel — Waymaker LLP, Amicus
Chamber of Commerce
Adam G. Unikowsky — Jenner & Block LLP, Amicus
Consumer Federation of America
Victor Edward Suthammanont — Kostelanetz LLP, Amicus
Federal Respondents
D. John Sauer — Solicitor General, Respondent
Investor Choice Advocates Network
Kalistratos Kabilafkas and Timoleon Kabilafkas
Matthew Aaron Ford — Ford O'Brien Landy LLP, Amicus
Ongkaruck Sripetch
Daniel L. Geyser — Haynes and Boone, LLP, Petitioner
Pacific Legal Foundation, Matthias O'Meara, Choice Advisors, LLC
Oliver James Dunford — Pacific Legal Foundation, Amicus
Remedies and Restitution Scholars Douglas Laycock, Colleen P. Murphy, Caprice L. Roberts, Chaim Saiman, and Michael Traynor
The Cato Institute
Hampton Hunter Bruton — Smith Anderson, Amicus
Washington Legal Foundation
Zac Morgan — Washington Legal Foundation, Amicus