No. 25-5099

Franklin Ray v. United States

Lower Court: Second Circuit
Docketed: 2025-07-15
Status: Denied
Type: IFP
Response WaivedIFP
Tags: actual-innocence appeal-waiver due-process plea-agreement sixth-amendment statutory-interpretation
Key Terms:
DueProcess Privacy
Latest Conference: 2025-09-29
Question Presented (AI Summary)

Whether a lawyer's appeal waiver without a client's knowledge violates due process and Sixth Amendment rights when the underlying statute has been reinterpreted to render the client factually innocent

Question Presented (OCR Extract)

After this Court re-interpreted the Aggravated Identity Theft statute in Dubin v. United States, 599 U.S. 110, 132 (2023 ), Petitioner was factually innocent even though he had pled guilty before Dubin was decided . But t he Second Circuit barred Petitioner from appealing the invalid plea , relying on a waiver entered by Petitioner’s lawyer without Petitioner’s knowledge. The Second Circuit opined that waiving the right to challenge guilt under a reinterpreted statute is a strategic and tactical matter within counsel’s discretion. The first question is whether permit ting lawyers to decide for their clients whether to challenge pleas under reinterpreted law contravenes their clients’ due process and Sixth Amendment rights to decide for themselves whether to plead guilty . The Second Circuit split with the Fourth Circuit, which refuses to enforce appeal waivers if there is a colorable claim of actual innocence , applying the principle that it avoids complete miscarriages of justice. The second question is whether an appeal waiver is enforce able where a defendant did not make a knowing and voluntary choice to plead guilty and where enforcing it will leave someone in jail for a crime that they did not commit.

Docket Entries

2025-10-06
Petition DENIED.
2025-07-24
DISTRIBUTED for Conference of 9/29/2025.
2025-07-22
Waiver of United States of right to respond submitted.
2025-07-22
Waiver of right of respondent United States to respond filed.
2025-07-09
Petition for a writ of certiorari and motion for leave to proceed in forma pauperis filed. (Response due August 14, 2025)

Attorneys

Franklin Ray
Benjamin Adam SilvermanLaw Office of Benjamin Silverman PLLC, Petitioner
Benjamin Adam SilvermanLaw Office of Benjamin Silverman PLLC, Petitioner
United States
D. John SauerSolicitor General, Respondent
D. John SauerSolicitor General, Respondent