No. 25-925

Peter Malkin, et al. v. Virginia Shasha, et al.

Lower Court: New York
Docketed: 2026-02-06
Status: Pending
Type: Paid
Tags: arbitration-award circuit-split email-service federal-arbitration-act manifest-disregard service-of-process
Key Terms:
Arbitration Securities Privacy
Latest Conference: N/A
Question Presented (from Petition)

1. The first question presented involves the proper scope of review of an arbitration award under the Federal Arbitration Act.

The Courts of Appeals are split on whether the doctrine of manifest disregard of the law survived this Court's decision in Hall Street Associates, L.L.C. v. Mattel, Inc., 552 U.S. 576 (2008). Hall Street held that the enumerated grounds for vacatur of an arbitration award in the FAA are "exclusive." Four Circuits have since held that manifest disregard no longer exists; four Circuits have held that it does; and the remaining three have yet to address the issue. State courts applying the FAA typically follow the federal circuits where they are located, confirming and amplifying this split. See Hoskins v. Hoskins, 497 S.W.3d 490, 498-500 (Tex. 2016) (Willet, J., concurring) ("The upshot of today's decision is that we avoid the sort of quagmire that surrounds the TAA's federal counterpart, the Federal Arbitration Act (FAA). . . . And so courts and commentators await a definitive answer from the Supreme Court.") (footnotes omitted). Furthermore, courts that do recognize manifest disregard have developed varying formulations of the doctrine. This Court's resolution of these issues is essential, given the very substantial stakes in many arbitrations.

Thus, the first question presented is: is manifest disregard of the law a ground to vacate an arbitration award and if so, what does it mean?

2. The second question presented involves consent to service of petitions to confirm or vacate an arbitration award by email. This question, too, has divided lower courts. Compare Day & Zimmerman, Inc. v. SOC-SMG, Inc., No. 11-6008, 2012 WL 5232180, at *4 (E.D. Pa. Oct. 22, 2012) (permitting service of petition by email where it was the practice of parties during arbitration to exchange documents by email) with Terwilliger v. Resource Am., Inc., No. 22 CIV. 9610, 2023 WL 3582342, at *3 (S.D.N.Y. May 22, 2023) (email service of petition to vacate award under FAA was not effective service). This is an important question given the universal use of email, and the text of the FAA supports permitting such service.

Thus, the second question presented is: is email service of a petition to vacate an arbitration award proper service under the FAA?

Question Presented (AI Summary)

Is manifest disregard of the law a ground to vacate an arbitration award and if so, what does it mean?

Docket Entries

2026-02-11
Motion to extend the time to file a response is granted and the time is extended to and including April 8, 2026.
2026-02-09
Motion of Virginia Shasha, et al. for an extension of time submitted.
2026-02-09
Motion to extend the time to file a response from March 9, 2026 to April 8, 2026, submitted to The Clerk.
2026-02-02
Petition for a writ of certiorari filed. (Response due March 9, 2026)

Attorneys

Peter Malkin, et al.
Keara A. BerginDewey Pegno & Kramarsky LLP, Petitioner
Virginia Shasha, et al.
John Wyeth GriggsGriggs & Adler, P.C., Respondent