No. 18-4

Samuel Giancarlo, et al. v. UBS Financial Services, Inc., et al.

Lower Court: Fifth Circuit
Docketed: 2018-06-29
Status: Denied
Type: Paid
Response Waived
Tags: amendment amendment-request civil-procedure class-action dismissal due-process judicial-discretion litigation-delay manifest-injustice motion-to-dismiss pleading-standards procedural-errors securities-litigation standing
Key Terms:
ERISA Securities ClassAction
Latest Conference: 2018-09-24
Question Presented (AI Summary)

Whether manifest injustice results from the errors associated with the district court's dismissal of Petitioners' complaint, the errors of the appellate court in affirming the dismissal, and the unique circumstances of this case

Question Presented (OCR Extract)

QUESTION PRESENTED The question presented arises from the unique procedural history of this case and the actions of the courts below in disregarding Petitioners’ statement of their claims. Does manifest injustice result from the errors associated with the district court’s dismissal of Petitioners’ complaint, the errors of the appellate court in affirming the district court’s dismissal, and the unique circumstances of this case — which include: e Thirteen (13) years of litigation; e Denial of Respondents’ initial motion to dismiss; e Completion of both fact and expert discovery; e §=Followed by an involuntary four-and-a-half (4.5) year litigation stay; e Followed by Petitioners’ one and only request for leave to file an amended complaint; e Followed by the district court’s denial of leave to amend based solely on delay in another case; e Followed by the district court’s refusal to issue deadlines and timely rule upon motions; e Followed five (5) years later by the district court granting a ten-year-old FED. R. Civ. P. 12(b)(6) motion to dismiss, without consideration of the proposed amendment; and ii QUESTION PRESENTED Continued e Followed by the appellate court’s affirmation of the dismissal framed in a failure of briefing, but without considering the brief as a whole and its record citations?

Docket Entries

2018-10-01
Petition DENIED.
2018-07-11
DISTRIBUTED for Conference of 9/24/2018.
2018-07-02
Waiver of right of respondents UBS FINANCIAL SERVICES, INCORPORATED, et al. to respond filed.
2018-06-26
Petition for a writ of certiorari filed. (Response due July 30, 2018)

Attorneys

Samuel Giancarlo, et al.
Dawn Renee MeadeThe Spencer Law Firm, Petitioner
Dawn Renee MeadeThe Spencer Law Firm, Petitioner
UBS FINANCIAL SERVICES, INCORPORATED, et al.
Robert J. Giuffra Jr.Sullivan & Cromwell, Respondent
Robert J. Giuffra Jr.Sullivan & Cromwell, Respondent