| 22-568 |
Jeffrey A. Cochran v. The Penn Mutual Life Insurance Company, et al. |
Eleventh Circuit |
2022-12-20 |
Denied |
Response Waived |
artful-pleading circuit-split class-action federal-preemption material-fact material-facts misrepresentation securities-litigation securities-litigation-uniform-standards-act securities-regulation slusa |
Whether SLUSA bars a state-law class action 'alleging a misrepresentation or omission of a material fact' when the complaint contains no such allegati… |
| 21-552 |
Edward D. Jones & Co., L.P., et al. v. Edward Anderson, et al. |
Ninth Circuit |
2021-10-15 |
Denied |
Amici (1) |
chadbourne-v-troice circuit-split covered-securities in-connection-with merrill-lynch-v-dabit securities-exchange-act securities-litigation slusa statutory-interpretation uniform-standards-act |
Whether the Ninth Circuit erred in concluding that Troice narrowed Dabit's interpretation of SLUSA's 'in connection with' prong to require that the al… |
| 20-1541 |
Pivotal Software, Inc., et al. v. Superior Court of California, City and County of San Francisco, et al. |
California |
2021-05-05 |
Granted |
Amici (5)Response RequestedResponse WaivedRelisted (3) |
discovery-stay federal-court private-action reform-act securities-act securities-litigation state-court |
Whether the Reform Act's discovery-stay provision applies to a private action under the Securities Act in state or federal court, or solely to a priva… |
| 19-919 |
Joseph Becker, et al. v. Ralph S. Janvey, et al. |
Fifth Circuit |
2020-01-23 |
Denied |
Response Waived |
anti-injunction-act equitable-receivership in-aid-of-jurisdiction in-rem-claims ponzi-scheme securities-claim securities-litigation settlement-bar-order state-court-litigation state-court-proceedings |
Whether the Anti-Injunction Act allows for the issuance of a bar order by the SEC-appointed equitable receiver that permanently stays a pending state … |
| 19-440 |
Northern Trust Corporation, et al. v. Lindie L. Banks, et al. |
Ninth Circuit |
2019-10-02 |
Denied |
Amici (2)Response RequestedResponse WaivedRelisted (2) |
circuit-split class-action covered-securities federal-securities-law fiduciary-duty preemption private-securities-litigation-reform-act securities-fraud securities-litigation securities-litigation-uniform-standards-act statutory-interpretation trust-assets trust-law trustee-misconduct uniform-standards-act |
Does a trust beneficiary's allegations that a trustee used trust assets to buy and sell the trustee's own proprietary securities for the trustee's own… |
| 18-1165 |
Retirement Plans Committee of IBM, et al. v. Larry W. Jander, et al. |
Second Circuit |
2019-03-08 |
Judgment Issued |
Amici (8)Relisted (2) |
amgen-v-harris circuit-split erisa erisa-fiduciary-duty fiduciary-duty fifth-third-standard fifth-third-v-dudenhoeffer insider-information pleading-standard private-securities-litigation-reform-act prudence prudent-fiduciary securities-fraud securities-litigation |
Alleged-fraud-disclosure-harm |
| 18-4 |
Samuel Giancarlo, et al. v. UBS Financial Services, Inc., et al. |
Fifth Circuit |
2018-06-29 |
Denied |
Response Waived |
amendment amendment-request civil-procedure class-action dismissal due-process judicial-discretion litigation-delay manifest-injustice motion-to-dismiss pleading-standards procedural-errors securities-litigation standing |
Whether manifest injustice results from the errors associated with the district court's dismissal of Petitioners' complaint, the errors of the appella… |