federal-securities-law

2 cases — ← All topics

Case Title Lower Court Docketed Status Flags Tags Question Presented
19-440 Northern Trust Corporation, et al. v. Lindie L. Banks, et al. Ninth Circuit 2019-10-02 Denied Amici (2)Response RequestedResponse WaivedRelisted (2) circuit-split class-action covered-securities federal-securities-law fiduciary-duty preemption private-securities-litigation-reform-act securities-fraud securities-litigation securities-litigation-uniform-standards-act statutory-interpretation trust-assets trust-law trustee-misconduct uniform-standards-act Does a trust beneficiary's allegations that a trustee used trust assets to buy and sell the trustee's own proprietary securities for the trustee's own…
19-2 Jackie Hosang Lawson v. FMR LLC, dba Fidelity Investments, et al. First Circuit 2019-06-28 Denied attorney-fees civil-procedure civil-rights due-process expert-witness-testimony federal-securities-law federal-securities-laws fraud fraud-allegations jury-instruction jury-instructions legal-standards sarbanes-oxley-act securities Is the jury verdict just and proper on the two deciding questions where the jury was not made aware of what constitutes violation of Federal law relat…