sarbanes-oxley-act

4 cases — ← All topics

Case Title Lower Court Docketed Status Flags Tags Question Presented
19-788 Erin Daly v. Citigroup, Inc., et al. Second Circuit 2019-12-19 Denied Response Waived arbitration-agreement blacklisting dodd-frank employment-law finra-form-u-5 retaliation sarbanes-oxley sarbanes-oxley-act sec-violations whistleblower-protection Whether the Sarbanes-Oxley Act protects whistleblowers from retaliation by former employers
19-33 Kevin Wallace v. Andeavor Corporation Fifth Circuit 2019-07-03 Denied Response Waived circuit-split civil-rights employee-protection federal-prohibitions matter-of-law objective-reasonableness sarbanes-oxley sarbanes-oxley-act trier-of-fact whistleblower whistleblower-protection whistleblower-retaliation Should the determination under § 1514A(a) as to whether an employee's belief was objectively reasonable be made by the trier of fact, so long as reaso…
19-2 Jackie Hosang Lawson v. FMR LLC, dba Fidelity Investments, et al. First Circuit 2019-06-28 Denied attorney-fees civil-procedure civil-rights due-process expert-witness-testimony federal-securities-law federal-securities-laws fraud fraud-allegations jury-instruction jury-instructions legal-standards sarbanes-oxley-act securities Is the jury verdict just and proper on the two deciding questions where the jury was not made aware of what constitutes violation of Federal law relat…
18-442 Jesse R. Benton v. United States Eighth Circuit 2018-10-09 Denied 18-usc-1001 campaign-finance false-statement falsity fec feca federal-election-commission materiality materiality-requirement reporting-violations sarbanes-oxley sarbanes-oxley-act statutory-interpretation Whether the materiality requirement in 18 USC Section 1001 can be turned into a mere falsity requirement in the FEC reporting context or whether the s…