sec-violations

1 cases — ← All topics

Case Title Lower Court Docketed Status Flags Tags Question Presented
19-788 Erin Daly v. Citigroup, Inc., et al. Second Circuit 2019-12-19 Denied Response Waived arbitration-agreement blacklisting dodd-frank employment-law finra-form-u-5 retaliation sarbanes-oxley sarbanes-oxley-act sec-violations whistleblower-protection Whether the Sarbanes-Oxley Act protects whistleblowers from retaliation by former employers