| 25A827 |
John A. Amster, et al. v. Securities and Exchange Commission, et al. |
Eighth Circuit |
2026-01-22 |
Application |
|
administrative-interpretation dodd-frank enforcement-action objective-standard sec-regulations whistleblower-award |
1. This case presents an important question regarding whether the Securities and Exchange Commission (SEC) is entitled to reinterpret its own regulati… |
| 24A696 |
Community Financial Services Association of America, Limited, et al. v. Consumer Financial Protection Bureau, et al. |
Fifth Circuit |
2025-01-15 |
Presumed Complete |
|
administrative-agency appropriations-clause consumer-protection dodd-frank funding-structure separation-of-powers |
Whether the Dodd-Frank Act's funding mechanism for the Consumer Financial Protection Bureau violates the Appropriations Clause of the U.S. Constitutio… |
| 24-405 |
Indiana, ex rel. Deborah Walton v. Superior Court 6 of Indiana, Hamilton County, et al. |
Indiana |
2024-10-10 |
Denied |
Response Waived |
dodd-frank foreclosure-proceedings mortgage-servicing respa state-law supremacy-clause |
Whether State Laws are bound by Dodd Frank Regulation X section 1024.41(f)(1) when pending RESPA complaints show foreclosure is preempted by the Supre… |
| 23-794 |
John Pacilio and Edward Bases v. United States |
Seventh Circuit |
2024-01-24 |
Denied |
Response Waived |
2nd-amendment 35-usc-101 brown-vs-board civil-rights commodities-trading criminal-liability dodd-frank due-process fraud-statutes free-speech prosecutorial-discretion spoofing |
Whether spoofing violates the federal fraud statutes where a trader places a genuine, valid, fully executable order |
| 22-963 |
John Doe v. Securities and Exchange Commission |
Second Circuit |
2023-04-04 |
Denied |
Response Waived |
administrative-action criminal-conduct criminal-violation dodd-frank enforcement-action judicial-action pleaded-guilty sec-interpretation sentencing whistleblower whistleblower-award |
Does Dodd-Frank's whistleblower award program exclude whistleblowers whose criminal conduct is only tangentially connected to the enforcement action (… |
| 22-368 |
Victor Hong v. Securities and Exchange Commission, et al. |
Second Circuit |
2022-10-19 |
Denied |
Response Waived |
dodd-frank dodd-frank-act enforcement-action exchange-act monetary-sanctions sec securities-exchange-act securities-law securities-law-violation whistleblower whistleblower-incentive |
What is an 'action' within the Exchange Act's securities whistleblower incentive program, 15 U.S.C. §78u-6(a)(1)? |
| 20-1322 |
Michael Neely v. The Boeing Company |
Ninth Circuit |
2021-03-23 |
Denied |
Relisted (3) |
administrative-action administrative-law age-discrimination civil-rights dodd-frank due-process equal-protection sarbanes-oxley standard-of-review whistleblower-rights |
Do Whistleblowers have a right to the equality of standard review under law, when the adverse effect dismisses the entire causes of action? |
| 20-276 |
Christopher M. Gibson v. Securities and Exchange Commission, et al. |
Eleventh Circuit |
2020-09-03 |
Denied |
Amici (7) |
administrative-law administrative-law-judges appointments-clause constitutional-challenge dodd-frank free-enterprise-fund jurisdictional-review lucia-v-sec sec-enforcement securities-and-exchange-commission separation-of-powers |
Whether Congress has implicitly stripped federal district courts of jurisdiction to adjudicate separation-of-powers challenges to the authority of SEC… |
| 19-788 |
Erin Daly v. Citigroup, Inc., et al. |
Second Circuit |
2019-12-19 |
Denied |
Response Waived |
arbitration-agreement blacklisting dodd-frank employment-law finra-form-u-5 retaliation sarbanes-oxley sarbanes-oxley-act sec-violations whistleblower-protection |
Whether the Sarbanes-Oxley Act protects whistleblowers from retaliation by former employers |
| 18-307 |
State National Bank of Big Spring, et al. v. Steven T. Mnuchin, Secretary of the Treasury, et al. |
District of Columbia |
2018-09-10 |
Denied |
Amici (4) |
appropriations-clause bureau-of-consumer-financial-protection civil-rights congressional-oversight constitutional-structure dodd-frank due-process executive-authority independent-agency power-of-the-purse removal-power removal-restrictions separation-of-powers |
Whether the CFPB violates separation-of-powers |