exchange-act
3 cases — ← All topics
| Case | Title | Lower Court | Docketed | Status | Flags | Tags | Question Presented |
|---|---|---|---|---|---|---|---|
| 25-433 | AST & Science LLC v. Delclaux Partners SA | Eleventh Circuit | 2025-10-09 | Denied | Response Waived | exchange-act federal-jurisdiction grable-standard jurisdictional-test merrill-lynch-precedent securities-law | Whether the Supreme Court's decision in Manning should be revisited to determine if the "arising under" jurisdictional test should continue to be used… |
| 22-924 | John M. Fife v. Financial Industry Regulatory Authority, Inc. | Second Circuit | 2023-03-22 | Denied | Response Waived | administrative-law declaratory-judgment due-process exchange-act federal-jurisdiction finra-discipline securities-exchange-act securities-law standing subject-matter-jurisdiction | Whether Congress impliedly stripped federal district courts of their 'exclusive jurisdiction' to determine whether FINRA violates the Exchange Act whe… |
| 22-368 | Victor Hong v. Securities and Exchange Commission, et al. | Second Circuit | 2022-10-19 | Denied | Response Waived | dodd-frank dodd-frank-act enforcement-action exchange-act monetary-sanctions sec securities-exchange-act securities-law securities-law-violation whistleblower whistleblower-incentive | What is an 'action' within the Exchange Act's securities whistleblower incentive program, 15 U.S.C. §78u-6(a)(1)? |