finra-discipline
1 cases — ← All topics
| Case | Title | Lower Court | Docketed | Status | Flags | Tags | Question Presented |
|---|---|---|---|---|---|---|---|
| 22-924 | John M. Fife v. Financial Industry Regulatory Authority, Inc. | Second Circuit | 2023-03-22 | Denied | Response Waived | administrative-law declaratory-judgment due-process exchange-act federal-jurisdiction finra-discipline securities-exchange-act securities-law standing subject-matter-jurisdiction | Whether Congress impliedly stripped federal district courts of their 'exclusive jurisdiction' to determine whether FINRA violates the Exchange Act whe… |