No. 22-368

Victor Hong v. Securities and Exchange Commission, et al.

Lower Court: Second Circuit
Docketed: 2022-10-19
Status: Denied
Type: Paid
Response Waived
Tags: dodd-frank dodd-frank-act enforcement-action exchange-act monetary-sanctions sec securities-exchange-act securities-law securities-law-violation whistleblower whistleblower-incentive
Latest Conference: 2022-11-18
Question Presented (from Petition)

What is an "action" within the Exchange Act's securities whistleblower incentive program, 15 U.S.C. §78u-6(a)(1)?

Question Presented (AI Summary)

What is an 'action' within the Exchange Act's securities whistleblower incentive program, 15 U.S.C. §78u-6(a)(1)?

Docket Entries

2022-11-21
Petition DENIED.
2022-11-02
DISTRIBUTED for Conference of 11/18/2022.
2022-10-28
Waiver of right of respondent U.S. Securities and Exchange Commission, et al. to respond filed.
2022-10-17
Petition for a writ of certiorari filed. (Response due November 18, 2022)

Attorneys

U.S. Securities and Exchange Commission, et al.
Elizabeth B. PrelogarSolicitor General, Respondent
Victor Hong
Richard Scott CorenthalArcher, Byington, Glennon & Levine, LLP, Petitioner