sec-interpretation

2 cases — ← All topics

Case Title Lower Court Docketed Status Flags Tags Question Presented
24A727 John M. Barr, et al. v. Securities and Exchange Commission Fifth Circuit 2025-01-24 Presumed Complete administrative-procedure agency-delay retroactive-guidance sec-interpretation statutory-guidance whistleblower-award Whether a government agency can intentionally delay issuing a legally required decision to circumvent past agency representations and precedents
22-963 John Doe v. Securities and Exchange Commission Second Circuit 2023-04-04 Denied Response Waived administrative-action criminal-conduct criminal-violation dodd-frank enforcement-action judicial-action pleaded-guilty sec-interpretation sentencing whistleblower whistleblower-award Does Dodd-Frank's whistleblower award program exclude whistleblowers whose criminal conduct is only tangentially connected to the enforcement action (…