criminal-violation

1 cases — ← All topics

Case Title Lower Court Docketed Status Flags Tags Question Presented
22-963 John Doe v. Securities and Exchange Commission Second Circuit 2023-04-04 Denied Response Waived administrative-action criminal-conduct criminal-violation dodd-frank enforcement-action judicial-action pleaded-guilty sec-interpretation sentencing whistleblower whistleblower-award Does Dodd-Frank's whistleblower award program exclude whistleblowers whose criminal conduct is only tangentially connected to the enforcement action (…