sec-regulations
3 cases — ← All topics
| Case | Title | Lower Court | Docketed | Status | Flags | Tags | Question Presented |
|---|---|---|---|---|---|---|---|
| 25-895 | Lee Michael Pederson v. Securities and Exchange Commission | Eighth Circuit | 2026-01-29 | Pending | Response Waived | administrative-review circuit-split due-process judicial-review sec-regulations standard-of-review | Whether a court may deem a standard of review argument waived despite circuit split, substitute its own determination in an administrative review, int… |
| 25A827 | John A. Amster, et al. v. Securities and Exchange Commission, et al. | Eighth Circuit | 2026-01-22 | Application | administrative-interpretation dodd-frank enforcement-action objective-standard sec-regulations whistleblower-award | Whether the Securities and Exchange Commission can retroactively reinterpret its own whistleblower regulations to deviate from the originally establis… | |
| 21-594 | Alphabet Inc., et al. v. Rhode Island, Office of the Rhode Island Treasurer on Behalf of the Employees' Retirement System of Rhode Island | Ninth Circuit | 2021-10-25 | Denied | Amici (2)Response RequestedResponse WaivedRelisted (2) | annual-filing circuit-split disclosure-requirements forward-looking past-information quarterly-report risk-factors sec-regulations securities-disclosure securities-regulation | Whether 'risk factors' disclosed in securities filings must disclose only future risks or must also disclose past risks |