sec-regulations

3 cases — ← All topics

Case Title Lower Court Docketed Status Flags Tags Question Presented
25-895 Lee Michael Pederson v. Securities and Exchange Commission Eighth Circuit 2026-01-29 Denied Response Waived administrative-review circuit-split due-process judicial-review sec-regulations standard-of-review 1. Whether a legal argument concerning the standard of review may be deemed waived, notwithstanding that other courts of appeals—including the Sixth a…
25A827 John A. Amster, et al. v. Securities and Exchange Commission, et al. Eighth Circuit 2026-01-22 Application administrative-interpretation dodd-frank enforcement-action objective-standard sec-regulations whistleblower-award 1. This case presents an important question regarding whether the Securities and Exchange Commission (SEC) is entitled to reinterpret its own regulati…
21-594 Alphabet Inc., et al. v. Rhode Island, Office of the Rhode Island Treasurer on Behalf of the Employees' Retirement System of Rhode Island Ninth Circuit 2021-10-25 Denied Amici (2)Response RequestedResponse WaivedRelisted (2) annual-filing circuit-split disclosure-requirements forward-looking past-information quarterly-report risk-factors sec-regulations securities-disclosure securities-regulation Securities and Exchange Commission regulations require companies to disclose in their annual and quarterly filings "risk factors" that may affect thei…