Question Presented (AI Summary)
Whether 'risk factors' disclosed in securities filings must disclose only future risks or must also disclose past risks
Question Presented (from Petition)
QUESTION PRESENTED Securities and Exchange Commission regulations require companies to disclose in their annual and quarterly filings “risk factors” that may affect their business. There is a six-circuit split over whether those “risk factors” should be forward-looking only, or also must include past information. The question presented is whether the “risk factors” disclosed in a securities filing must disclose only future risks or must also disclose whether a risk has come to fruition in the past. (i)
2022-02-16
DISTRIBUTED for Conference of 3/4/2022.
2022-02-16
Reply of petitioners Alphabet Inc., et al. filed. (Distributed)
2022-02-02
Brief of respondent Rhode Island, Office of the Rhode Island Treasurer on Behalf of the Employees' Retirement System of Rhode Island in opposition filed.
2021-12-27
Motion to extend the time to file a response is granted and the time is extended to and including February 2, 2022.
2021-12-24
Motion to extend the time to file a response from January 3, 2022 to February 2, 2022, submitted to The Clerk.
2021-12-13
Brief amicus curiae of Washington Legal Foundation filed.
2021-12-01
Response Requested. (Due January 3, 2022)
2021-11-24
Brief amici curiae of Chamber of Commerce of the United States, et al. filed. (Distributed)
2021-11-23
DISTRIBUTED for Conference of 12/10/2021.
2021-11-16
Waiver of right of respondents Rhode Island, Office of the Rhode Island to respond filed.
2021-10-21
Petition for a writ of certiorari filed. (Response due November 24, 2021)