| 22-1073 |
Team Resources Incorporated, et al. v. Securities and Exchange Commission |
Fifth Circuit |
2023-05-04 |
Denied |
Response Waived |
civil-penalty disgorgement due-process eighth-amendment evidentiary-hearing federal-court securities-and-exchange-commission securities-law |
Whether a federal court may grant a disgorgement request from the Securities and Exchange Commission without granting a defendant's request for a live… |
| 21-720 |
Rodney S. Ratheal v. United States |
Tenth Circuit |
2021-11-16 |
Denied |
Response WaivedRelisted (2) |
abuse-of-process discretionary-function discretionary-function-exception federal-tort-claims-act ftca no-admit-no-deny no-admit-no-deny-policy sec-policy securities-and-exchange-commission whistleblower whistleblower-notice |
Does the SEC publishing a defaming whistleblower notice that implies guilt in violation of its own No Admit No Deny policy directive that after settle… |
| 21-82 |
Alpine Securities Corporation v. Securities and Exchange Commission |
Second Circuit |
2021-07-21 |
Denied |
Amici (2) |
administrative-law agency-authority bank-secrecy-act enforcement-authority mens-rea sec-enforcement securities-and-exchange-commission securities-exchange-act statutory-interpretation treasury-department |
Does the SEC have independent authority to interpret and enforce the Bank Secrecy Act? |
| 20-276 |
Christopher M. Gibson v. Securities and Exchange Commission, et al. |
Eleventh Circuit |
2020-09-03 |
Denied |
Amici (7) |
administrative-law administrative-law-judges appointments-clause constitutional-challenge dodd-frank free-enterprise-fund jurisdictional-review lucia-v-sec sec-enforcement securities-and-exchange-commission separation-of-powers |
Whether Congress has implicitly stripped federal district courts of jurisdiction to adjudicate separation-of-powers challenges to the authority of SEC… |