No. 20-5546

Rudolph Carryl v. United States

Lower Court: Fourth Circuit
Docketed: 2020-08-31
Status: Denied
Type: IFP
Response WaivedIFP
Tags: civil-procedure fraud fraud-definition sale sale-requirement sec-v-zandford securities-exchange-act securities-exchange-act-of-1934 securities-fraud standing statutory-interpretation zandford-precedent
Key Terms:
Securities
Latest Conference: 2020-10-16
Question Presented (AI Summary)

Whether violation of §10(b) of the Securities Exchange Act of 1934 has been extended to encompass acts where the fraud does not coincide with a sale

Question Presented (OCR Extract)

QUESTIONS PRESENTED FOR REVIEW A. WHETHER VIOLATION OF §10(b) OF THE SECURITIES EXCHANGE ACT OF 1934 (15 U.S.C. §78j(b)) AND THE HOLDING OF SEC v. Zandford, 535 U.S. 813 (2002) HAS BEEN EXTENDED TO ENCOMPASS ACTS WHERE THE FRAUD DOES NOT COINCIDE WITH A SALE 1

Docket Entries

2020-10-19
Petition DENIED.
2020-10-01
DISTRIBUTED for Conference of 10/16/2020.
2020-09-23
Waiver of right of respondent United States to respond filed.
2020-08-26
Petition for a writ of certiorari and motion for leave to proceed in forma pauperis filed. (Response due September 30, 2020)

Attorneys

Rudolph Carryl
Samuel Bayness WinthropWinthrop & Gaines Messick, PLLC, Petitioner
Samuel Bayness WinthropWinthrop & Gaines Messick, PLLC, Petitioner
United States
Jeffrey B. WallActing Solicitor General, Respondent
Jeffrey B. WallActing Solicitor General, Respondent