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2 results for “UBS Financial Services, Incorporated”
| Case | Title | Lower Court | Docketed | Status | Tags | Question Presented |
|---|---|---|---|---|---|---|
| 20-813 | James Simmons v. UBS Financial Services, Incorporated | Fifth Circuit | 2020-12-15 | Denied | civil-rights employment-discrimination family-member person-aggrieved retaliation standing title-vii zone-of-interests | Whether a family member who is the intentional target of retaliatory actions by an employer is a 'person aggrieved' for purposes of Title VII only if … |
| 19-249 | Kevin Lampkin, et al. v. UBS Financial Services, Incorporated, fka UBS Painewebber, Incorporated, et al. | Fifth Circuit | 2019-08-26 | Denied | cendant-cases civil-procedure employee-compensation employee-stock-options fifth-circuit sale-definition sale-of-securities securities securities-act securities-act-of-1933 securities-regulation standing stock-option supervisory-powers | Is the grant of an employee stock option a 'sale' of a security under the Securities Act of 1933? |