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2 results for “Wells Fargo Advisors, LLC”

Case Title Lower Court Docketed Status Tags Question Presented
22-265 Christopher N. Caputo v. Wells Fargo Advisors, LLC Third Circuit 2022-09-20 Denied arbitral-awards arbitration-law contractual-forfeiture contractual-provisions federal-arbitration-act judicial-review public-policy-exception statutory-interpretation statutory-violations Whether the public policy exception applies to an arbitral award enforcing contractual provisions that are expressly illegal, void, and unenforceable …
18M40 Alba T. Pfeffer v. Wells Fargo Advisors, LLC, et al. Second Circuit 2018-09-05 Presumed Complete None