finra-enforcement

1 cases — ← All topics

Case Title Lower Court Docketed Status Flags Tags Question Presented
24-904 Alpine Securities Corporation v. Financial Industry Regulatory Authority, et al. District of Columbia 2025-02-24 Denied Amici (1) administrative-law constitutional-structure finra-enforcement non-delegation-doctrine prosecutorial-discretion securities-regulation Whether an enforcement proceeding by a constitutionally illegitimate actor constitutes irreparable injury and whether FINRA's structure violates const…