investment-contract
3 cases — ← All topics
| Case | Title | Lower Court | Docketed | Status | Flags | Tags | Question Presented |
|---|---|---|---|---|---|---|---|
| 23-5153 | Felix Lyle Cowan v. Greg Abbott, Governor of Texas, et al. | Fifth Circuit | 2023-07-20 | Denied | Response WaivedIFP | administrative-law civil-procedure howey-test investment-contract securities-exchange-act-of-1934 securities-regulation | Whether the lower court erred in its application of the Howey test for determining an 'investment contract' under the Securities Exchange Act of 1934 |
| 20-868 | Foxfield Villa Associates, LLC, et al. v. Paul Robben, et al. | Tenth Circuit | 2020-12-30 | Denied | Response Waived | circuit-split general-partnership howey-test investment-contract investment-contracts limited-liability-company limited-partnership promoter-control securities-law | Are limited liability company interests, like limited and general partnership interests, 'investment contracts' under the Securities Exchange Act of 1… |
| 19-1013 | Darru K. Hsu v. UBS Financial Services, Inc. | Ninth Circuit | 2020-02-14 | Denied | class-action controlling-question-of-law exculpatory-clause interlocutory-review appellate-jurisdiction arbitration civil-rights class-action due-process federal-arbitration-act investment-contract jurisdictional-challenge sec-regulation securities standing statutory-violation | Whether the Supreme Court should grant the judgment for the violation of SEC Heitman Capital No Action Letter in UBS MAC wrap-fee investment contract … |