liu-v-sec
2 cases — ← All topics
| Case | Title | Lower Court | Docketed | Status | Flags | Tags | Question Presented |
|---|---|---|---|---|---|---|---|
| 22-687 | Randall S. Goulding v. Securities and Exchange Commission | Seventh Circuit | 2023-01-24 | Denied | burden-shifting disgorgement legitimate-business liu-v-sec net-profits non-fraudulent-activities sec sec-enforcement treasury-distribution | Whether a district court's award of disgorgement to the SEC based on the defendant's cash withdrawals from a business without considering whether the … | |
| 19-7714 | Angelique de Maison v. Securities and Exchange Commission | Second Circuit | 2020-02-20 | GVR | Relisted (3)IFP | disgorgement enforcement-action equitable-relief liu-v-sec penalty securities-law standing supreme-court | Whether the Securities and Exchange Commission may seek and obtain disgorgement from a court as 'equitable relief' for a securities law violation even… |