penalty-analysis

1 cases — ← All topics

Case Title Lower Court Docketed Status Flags Tags Question Presented
19-978 Team Resources Incorporated, et al. v. Securities and Exchange Commission Fifth Circuit 2020-02-04 GVR Relisted (3) disgorgement equitable-remedy federal-court penalty penalty-analysis sec sec-enforcement securities-law securities-violations Whether the Securities and Exchange Commission may obtain disgorgement from a federal court as an equitable remedy for securities violations despite t…