sec-rule-10b-5

3 cases — ← All topics

Case Title Lower Court Docketed Status Flags Tags Question Presented
23-98 Gregory Lemelson, aka Father Emmanuel Lemelson, et al. v. Securities and Exchange Commission First Circuit 2023-08-02 Denied first-amendment fraud free-speech market-speech material-misstatement rule-10b-5 sec-rule-10b-5 securities-exchange-act securities-exchange-act-of-1934 securities-law securities-regulation Whether the First Amendment protects a securities market participant from being punished and enjoined by the government for intentionally or recklessl…
22-1165 Macquarie Infrastructure Corporation, et al. v. Moab Partners, L.P., et al. Second Circuit 2023-06-01 Judgment Issued Amici (11)Response Waived circuit-split item-303 item-303-disclosure material-fact private-right-of-action sec-regulation-s-k sec-rule-10b-5 section-10b securities-exchange-act securities-exchange-act-1934 Whether the Second Circuit erred in holding—in conflict with the Third, Ninth, and Eleventh Circuits— that a failure to make a disclosure required und…
18-1010 Joseph P. Hagan, et al. v. Karim Khoja Ninth Circuit 2019-02-04 Denied Relisted (2) circuit-split corporate-disclosure corporate-issuer disclosure duty-to-update historical-fact material-misstatement materiality reliance rule-10b-5 sec-rule-10b-5 securities-law Whether the Court should resolve the current circuit split regarding a corporate issuer's duty to update under Securities and Exchange Commission Rule…