securities-exchange-commission

3 cases — ← All topics

Case Title Lower Court Docketed Status Flags Tags Question Presented
22-950 Dorothy A. Smulley v. Safeco Insurance Company of Illinois, et al. Second Circuit 2023-03-29 Denied Response Waived commerce-clause digital-transactions due-process insurance-valuation interstate-commerce mccarran-ferguson-act public-interest securities-exchange-commission software-as-a-service standing Whether personal motor vehicle physical damage (MVPD) insurance valuations performed by a third party Software as a Service (SaaS) company over the In…
22-215 Heslin Gallagher v. Financial Industry Regulatory Authority, Inc. Eleventh Circuit 2022-09-09 Denied Response Waived 7th-amendment absolute-immunity civil-procedure civil-rights due-process jury-trial quasi-governmental-immunity securities-exchange-commission self-regulatory-organization seventh-amendment standing Whether clarification is needed to resolve the conflicts among the various circuits when a Self-Regulatory Organization registered with the Securities…
20-1652 Meghan Belaski, et al. v. Securities and Exchange Commission District of Columbia 2021-05-26 Denied Response Waived confidential-information double-jeopardy fifth-amendment intellectual-property related-action securities-exchange-commission securities-law takings-clause whistleblower whistleblower-award Do the statutory rules of the SEC violate the Double Jeopardy Clause and Takings Clause of the Fifth Amendment?