broker-dealer
1 cases — ← All topics
| Case | Title | Lower Court | Docketed | Status | Flags | Tags | Question Presented |
|---|---|---|---|---|---|---|---|
| 23A416 | Robinhood Financial LLC v. William F. Galvin, Secretary of the Commonwealth of Massachusetts, et al. | Massachusetts | 2023-11-08 | Presumed Complete | broker-dealer fiduciary-duty investor-protection preemption regulatory-conflict sec-regulation | Whether federal Regulation Best Interest preempts a state law imposing a fiduciary duty standard on broker-dealers that directly conflicts with the SE… |