| 24-949 |
Navellier & Associates, Inc., et al. v. Securities and Exchange Commission |
First Circuit |
2025-03-05 |
Denied |
|
anti-fraud-provisions disgorgement investor-protection materiality-standard sec-enforcement securities-law |
1. Whether the Securities and Exchange Commission
("SEC") can seek, and the courts are authorized, under 15 U.S.C. §78u(d)(5) or §78u(d)(7) or Liu v.… |
| 24A622 |
Navellier & Associates, Inc., et al. v. Securities and Exchange Commission |
First Circuit |
2024-12-23 |
Presumed Complete |
|
circuit-split disgorgement equitable-remedy investor-protection sec-enforcement securities-law |
Question not identified. |
| 23A416 |
Robinhood Financial LLC v. William F. Galvin, Secretary of the Commonwealth of Massachusetts, et al. |
Massachusetts |
2023-11-08 |
Presumed Complete |
|
broker-dealer fiduciary-duty investor-protection preemption regulatory-conflict sec-regulation |
Whether a state regulator may intentionally override a federal regulation. |
| 20-1364 |
BofI Holding, Inc., et al. v. Houston Municipal Employees Pension System |
Ninth Circuit |
2021-03-30 |
Denied |
Amici (1)Response RequestedResponse WaivedRelisted (2) |
basic-inc-v-levinson disclosure-standards dura-pharmaceuticals efficient-capital-markets-hypothesis efficient-market-hypothesis fraud-on-the-market investor-protection loss-causation market-price securities-exchange-act securities-fraud |
In Basic Inc. v. Levinson, 485 U.S. 224 (1988), this Court recognized the fraud-on-the-market presumption of reliance for private rights of action bro… |
| 19-5113 |
Sameer P. Sethi v. Securities and Exchange Commission |
Fifth Circuit |
2019-07-09 |
Denied |
Response WaivedIFP |
7th-amendment civil-procedure civil-rights corporate-liability due-process fraud investor-protection sec-regulation securities securities-law standing summary-judgment |
Did the lower courts err in granting summary judgment against the defendant on securities fraud claims? |