| 24-188 |
Menorah Mivtachim Insurance Ltd., et al. v. John D. Sheehan, et al. |
Second Circuit |
2024-08-21 |
Denied |
|
appellate-review circuit-court claim-dismissal legal-reasoning loss-causation summary-judgment |
Whether the Second Circuit erred in affirming a summary judgment decision without providing reasons for dismissing key claims |
| 23-980 |
Facebook, Inc., et al. v. Amalgamated Bank, et al. |
Ninth Circuit |
2024-03-06 |
Judgment Issued |
Amici (13)Relisted (2) |
circuit-split disclosure federal-rules-of-civil-procedure loss-causation materiality pleading-standard risk-disclosure securities-fraud |
What public companies must disclose in the 'risk factors' section of their 10-K filings |
| 20-1364 |
BofI Holding, Inc., et al. v. Houston Municipal Employees Pension System |
Ninth Circuit |
2021-03-30 |
Denied |
Amici (1)Response RequestedResponse WaivedRelisted (2) |
basic-inc-v-levinson disclosure-standards dura-pharmaceuticals efficient-capital-markets-hypothesis efficient-market-hypothesis fraud-on-the-market investor-protection loss-causation market-price securities-exchange-act securities-fraud |
Whether disputed public allegations about an issuer or its business, without any additional corroborating disclosure or event, reveal to an efficient … |
| 19-495 |
Martin Shkreli v. United States |
Second Circuit |
2019-10-16 |
Denied |
Response Waived |
bank-fraud forfeiture-calculation good-faith good-faith-defense jury-instruction jury-instructions loss-causation mail-fraud materiality mens-rea no-ultimate-harm prosecutorial-standard securities-fraud statutory-interpretation wire-fraud |
Whether a 'no ultimate harm' instruction in a securities fraud prosecution causes prejudicial jury confusion by effectively holding the accused to a h… |
| 18-1123 |
Southern Trust Metals, Inc., et al. v. Commodity Futures Trading Commission |
Eleventh Circuit |
2019-02-28 |
Denied |
Response Waived |
bank-of-america-v-city-of-miami commodity-exchange-act commodity-futures-trading-commission dura-pharmaceuticals-v-broudo foreseeability industry-ban judicial-injunction lifetime-industry-ban loss-causation proximate-cause reliance separation-of-powers |
Whether foreseeability and reliance alone, without any proof of loss causation, satisfy § 13a-1(d)(8)(A)'s proximate cause requirement, in contraventi… |
| 18-926 |
Putnam Investments, LLC, et al. v. John Brotherston, Individually and on Behalf of All Others Similarly Situated, et al. |
First Circuit |
2019-01-16 |
Denied |
CVSGAmici (4)Relisted (2) |
active-management burden-of-proof circuit-split erisa erisa-fiduciary erisa-fiduciary-duty fiduciary-duty index-funds investment-options loss-causation |
Whether an ERISA plaintiff bears the burden of proving loss causation |
| 18-164 |
First Solar, Inc., et al. v. Mineworkers' Pension Scheme, et al. |
Ninth Circuit |
2018-08-06 |
Denied |
CVSGAmici (2)Relisted (2) |
disclosure fraud fraud-claim loss-causation market-price private-plaintiff securities-fraud standing |
Whether a private securities-fraud plaintiff may establish the critical element of loss causation based on a decline in the market price of a security… |