financial-services

2 cases — ← All topics

Case Title Lower Court Docketed Status Flags Tags Question Presented
24-5009 Samuel T. Whatley, et al. v. Wells Fargo Bank, N.A. Fourth Circuit 2024-07-03 Denied IFP antitrust antitrust-violation civil-rights constitutional-rights due-process financial-fraud financial-services fraud judicial-oversight jury-trial Question not identified
20-275 Barrington Boyd v. Teachers Insurance and Annuity Association of America, et al. Fourth Circuit 2020-09-02 Denied Response Waived blacklisting civil-rights due-process employment-discrimination expungement financial-services FINRA finra-form-u5 regulatory-action title-vii Whether large financial services employers should be able to use FINRA Form U5 as a blacklisting tool against former employees who raised discriminati…