finra-arbitration
2 cases — ← All topics
| Case | Title | Lower Court | Docketed | Status | Flags | Tags | Question Presented |
|---|---|---|---|---|---|---|---|
| 21-1316 | In Re Darru Hsu | 2022-04-01 | Denied | agency-authority chevron-deference class-action constitutional-rights federal-arbitration-act finra finra-arbitration fraud investment-advisers-act judicial-review | Whether the Federal Arbitration Act (FAA) contradicts the Investment Advisers Act (IAA) when fraud is inside an investment contract, and whether inves… | ||
| 18-7925 | Syed Nazim Ali v. Financial Industry Regulatory Authority, Inc. | Ninth Circuit | 2019-02-12 | Denied | IFP | arbitration arbitration-immunity civil-rights corporate-representation due-process fair-hearing finra-arbitration immunity legal-standing pro-se-representation small-business small-corporation sole-owner | Whether FINRA Arbitration process violated the Petitioner's rights of due process of law by failing to be fair and using the arbitration immunity to s… |