prohibited-transactions

2 cases — ← All topics

Case Title Lower Court Docketed Status Flags Tags Question Presented
23-1025 D.L. Markham DDS, MSD, Incorporated 401(K) Plan, et al. v. Variable Annuity Life Insurance Company Fifth Circuit 2024-03-18 Denied Response Waived 29-usc-1106 29-usc-1108 amendment-opportunity erisa-plan exemptions judicial-discretion motion-to-dismiss prohibited-transactions service-provider statutory-prohibition What transactions between an ERISA plan and a service provider are prohibited by 29 U.S.C. § 1106(a)(1)(C) unless exempt under 29 U.S.C. § 1108(b)(2)?
23A637 AT&T Services, Inc., et al. v. Robert J. Bugielski, et al. Ninth Circuit 2024-01-10 Presumed Complete 401k-plan erisa fiduciary-duty prohibited-transactions service-providers third-party-services Whether Section 406(a) of ERISA prohibits employee benefit plans from entering into arms-length service contracts with third-party providers that are …