securities-act-1933

2 cases — ← All topics

Case Title Lower Court Docketed Status Flags Tags Question Presented
22-200 Slack Technologies, LLC, fka Slack Technologies, Inc., et al. v. Fiyyaz Pirani Ninth Circuit 2022-09-02 Judgment Issued Amici (18) civil-procedure ninth-circuit prospectus registration-statement section-11 section-12 section-12(a)(2) securities-act securities-act-1933 standing Whether Sections 11 and 12(a)(2) of the Securities Act of 1933 require plaintiffs to plead and prove that they bought shares registered under the regi…
18-1050 Michael H. Wu, et ux. v. Prudential Financial, Inc., et al. Seventh Circuit 2019-02-11 Denied Response WaivedRelisted (2) fraud investment-company investment-company-act-1940 investment-company-act-of-1940 material-misstatement registration-requirement rule-10b-5 sales-literature securities-act-1933 securities-act-of-1933 securities-exchange-act-1934 securities-exchange-act-of-1934 securities-law securities-registration unit-investment-trust Whether the Variable Separate Account(s) of Pruco Life Insurance Company is registered with the Commission under the 1940 Act as a unit investment tru…