registration-requirement

5 cases — ← All topics

Case Title Lower Court Docketed Status Flags Tags Question Presented
25-44 Fiyyaz Pirani v. Slack Technologies, Inc., et al. Ninth Circuit 2025-07-14 Denied Response Waived burden-shifting circuit-conflict direct-listing prospectus-liability registration-requirement securities-act 1. Whether Section 12(a)(2) of the Securities Act of 1933 requires plaintiffs to plead and prove that they bought shares registered in the offering fo…
24A494 Michael Quinn Sullivan v. Texas Ethics Commission Texas 2024-11-19 Presumed Complete campaign-finance first-amendment free-speech-restriction government-compulsion political-speech registration-requirement Whether a state may constitutionally compel a private citizen to register with a governmental agency and pay a fee in order to engage in political spe…
22-7129 Thomas P. Thayer v. United States Seventh Circuit 2023-03-28 Denied Response WaivedIFP categorical-approach criminal-conviction federal-law minor minor-protection prior-conviction registration-requirement sex-offender-registration sex-offense statutory-interpretation Whether a categorical approach applies to determining if a prior conviction is a federal 'sex offense'
20-347 Charles Malcolm Spivey, Jr. v. United States Fourth Circuit 2020-09-15 Denied circuit-split criminal-law criminal-prosecution due-process forum-shopping interstate-commerce registration-requirement sorna venue Whether venue for a prosecution under 18 U.S.C. § 2250(a) for failing to update a registration under SORNA after traveling in interstate commerce can …
18-1050 Michael H. Wu, et ux. v. Prudential Financial, Inc., et al. Seventh Circuit 2019-02-11 Denied Response WaivedRelisted (2) fraud investment-company investment-company-act-1940 investment-company-act-of-1940 material-misstatement registration-requirement rule-10b-5 sales-literature securities-act-1933 securities-act-of-1933 securities-exchange-act-1934 securities-exchange-act-of-1934 securities-law securities-registration unit-investment-trust Whether the Variable Separate Account(s) of Pruco Life Insurance Company is registered with the Commission under the 1940 Act as a unit investment tru…