securities-industry
2 cases — ← All topics
| Case | Title | Lower Court | Docketed | Status | Flags | Tags | Question Presented |
|---|---|---|---|---|---|---|---|
| 24-104 | Commerzbank AG v. U.S. Bank, N.A. | Second Circuit | 2024-07-31 | Denied | Response Waived | choice-of-law conflict-of-laws contract-dispute contract-law fiduciary-obligation restatement-analysis restatement-second securities-industry securities-trade third-party-activities trustee-liability | Whether the Restatement's choice-of-law analysis for contract claims is properly determined by the actions and expectations of the contract parties, n… |
| 19-643 | John Hurry, et al. v. Financial Industry Regulatory Authority, Inc., et al. | Ninth Circuit | 2019-11-19 | Denied | Response RequestedResponse WaivedRelisted (2) | civil-rights constitutional-law due-process finra immunity law-enforcement-powers private-corporation regulatory-authority securities-industry securities-regulation state-action state-actor tort-immunity | Whether FINRA, an ostensibly private corporation invested with vast powers to regulate the securities industry, is absolutely immune from any claims a… |