securities-laws
3 cases — ← All topics
| Case | Title | Lower Court | Docketed | Status | Flags | Tags | Question Presented |
|---|---|---|---|---|---|---|---|
| 23A1155 | Binance, et al. v. JD Anderson, et al. | Second Circuit | 2024-06-25 | Presumed Complete | cryptocurrency-regulation extraterritorial-application international-exchange morrison-doctrine offshore-transactions securities-laws | Whether the presumption against extraterritorial application of federal securities laws precludes extending domestic securities regulations to offshor… | |
| 22-1241 | Jocelyn M. Murphy, et al. v. Securities and Exchange Commission | Ninth Circuit | 2023-06-27 | Denied | Amici (2) | broker-registration due-process eighth-amendment fair-notice securities-exchange-act-1934 securities-law securities-laws securities-violations seventh-amendment statutory-penalty statutory-penalty-caps | Whether the courts below exceeded the statutory penalty caps established by Congress 'for each violation' of the securities laws, depriving Petitioner… |
| 20-866 | Francesca Allen, et al. v. Wells Fargo & Company, et al. | Eighth Circuit | 2020-12-30 | Denied | Relisted (4) | duty-of-loyalty duty-of-prudence employee-stock-ownership-plan erisa fiduciary-duty fifth-third-v-dudenhoeffer insider-trading prudence-standard securities-law securities-laws stock-ownership | Whether ESOP fiduciaries are effectively immune from duty-of-prudence liability for failure to publicly disclose inside information |