statutory-penalty-caps

1 cases — ← All topics

Case Title Lower Court Docketed Status Flags Tags Question Presented
22-1241 Jocelyn M. Murphy, et al. v. Securities and Exchange Commission Ninth Circuit 2023-06-27 Denied Amici (2) broker-registration due-process eighth-amendment fair-notice securities-exchange-act-1934 securities-law securities-laws securities-violations seventh-amendment statutory-penalty statutory-penalty-caps Whether the courts below exceeded the statutory penalty caps established by Congress 'for each violation' of the securities laws, depriving Petitioner…