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4 results for “Fidelity Brokerage Services, LLC”

Case Title Lower Court Docketed Status Tags Question Presented
21-1311 Rinaldo Pierno v. Fidelity Brokerage Services, LLC Second Circuit 2022-03-31 Denied appellate-courts article-three circuit-court civil-procedure constitutional-interpretation constitutional-law due-process judicial-power judicial-precedent non-precedential-decisions precedent Whether the proliferation of 'non-precedential' appellate court decisions violates Article III of the U.S. Constitution
19-347 AER Advisors, Inc., et al. v. Fidelity Brokerage Services, LLC First Circuit 2019-09-17 Denied annunzio-wylie-anti-money-laundering-act anti-money-laundering bank-secrecy-act choice-of-law civil-immunity criminal-disclosure diversity-jurisdiction federal-transfer financial-institutions forum-selection good-faith-reporting immunity immunity-defense Whether Section 5318 of the Bank Secrecy Act confers absolute immunity or only immunity for good-faith, truthful disclosures about possible criminal v…
19A35 AER Advisors, Inc., et al. v. Fidelity Brokerage Services, LLC First Circuit 2019-07-08 Presumed Complete None
19-2 Jackie Hosang Lawson v. FMR LLC, dba Fidelity Investments, et al. First Circuit 2019-06-28 Denied attorney-fees civil-procedure civil-rights due-process expert-witness-testimony federal-securities-law federal-securities-laws fraud fraud-allegations jury-instruction jury-instructions legal-standards sarbanes-oxley-act securities Is the jury verdict just and proper on the two deciding questions where the jury was not made aware of what constitutes violation of Federal law relat…