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1 result for “Financial Industry Regulatory Authority, Inc., et al.”
| Case | Title | Lower Court | Docketed | Status | Tags | Question Presented |
|---|---|---|---|---|---|---|
| 19-643 | John Hurry, et al. v. Financial Industry Regulatory Authority, Inc., et al. | Ninth Circuit | 2019-11-19 | Denied | civil-rights constitutional-law due-process finra immunity law-enforcement-powers private-corporation regulatory-authority securities-industry securities-regulation state-action state-actor tort-immunity | Whether FINRA, an ostensibly private corporation invested with vast powers to regulate the securities industry, is absolutely immune from any claims a… |