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1 result for “Robinhood Financial LLC”

Case Title Lower Court Docketed Status Tags Question Presented
23A416 Robinhood Financial LLC v. William F. Galvin, Secretary of the Commonwealth of Massachusetts, et al. Massachusetts 2023-11-08 Presumed Complete broker-dealer fiduciary-duty investor-protection preemption regulatory-conflict sec-regulation Whether federal Regulation Best Interest preempts a state law imposing a fiduciary duty standard on broker-dealers that directly conflicts with the SE…