market-manipulation

4 cases — ← All topics

Case Title Lower Court Docketed Status Flags Tags Question Presented
22-646 Sergey Pustelnik, et al. v. Securities and Exchange Commission Second Circuit 2023-01-11 Denied Response Waived artificiality fraud intent legal-standard market-manipulation scienter securities-exchange-act securities-fraud securities-regulation Whether scienter alone may satisfy the traditionally separate artificiality requirement to establish market manipulation?
19-933 Monex Deposit Company, et al. v. Commodity Futures Trading Commission Ninth Circuit 2020-01-24 Denied Amici (2)Response RequestedResponse WaivedRelisted (2) cftc-authority commodity-exchange-act commodity-futures-trading-commission due-process fraud market-manipulation retail-transactions retroactive-enforcement statutory-interpretation Whether the Commodity Futures Trading Commission has authority to punish conduct that does not manipulate any commodities market
19-148 7 West 57th Street Realty Company, LLC v. Citigroup, Inc., et al. Second Circuit 2019-07-31 Denied Response Waived antitrust-standing clayton-act financial-instruments libor market-manipulation price-fixing privity-relationship Whether an antitrust plaintiff with a direct privity relationship to a price-fixer has antitrust standing under Section 4 of the Clayton Act, 15 U.S.C…
18-210 BATS Global Markets, Inc., et al. v. City of Providence, Rhode Island, et al. Second Circuit 2018-08-17 Denied Response Waived aiding-and-abetting independent-choice market-manipulation primary-violator rigged-prices securities-fraud securities-fraud-claim third-party-liability trading-activity wash-sales Whether a private plaintiff states a valid securities-fraud claim by pleading that the defendant enabled a third party to commit the acts that caused …