| 21-1316 |
In Re Darru Hsu |
|
2022-04-01 |
Denied |
agency-authority chevron-deference class-action constitutional-rights federal-arbitration-act finra finra-arbitration fraud investment-advisers-act judicial-review |
Whether the Federal Arbitration Act (FAA) contradicts the Investment Advisers Act (IAA) when fraud is inside an investment contract, and whether inves… |
| 19-1013 |
Darru K. Hsu v. UBS Financial Services, Inc. |
Ninth Circuit |
2020-02-14 |
Denied |
class-action controlling-question-of-law exculpatory-clause interlocutory-review appellate-jurisdiction arbitration civil-rights class-action due-process federal-arbitration-act investment-contract jurisdictional-challenge sec-regulation securities standing statutory-violation |
Whether the Supreme Court should grant the judgment for the violation of SEC Heitman Capital No Action Letter in UBS MAC wrap-fee investment contract … |
| 18-4 |
Samuel Giancarlo, et al. v. UBS Financial Services, Inc., et al. |
Fifth Circuit |
2018-06-29 |
Denied |
amendment amendment-request civil-procedure class-action dismissal due-process judicial-discretion litigation-delay manifest-injustice motion-to-dismiss pleading-standards procedural-errors securities-litigation standing |
Whether manifest injustice results from the errors associated with the district court's dismissal of Petitioners' complaint, the errors of the appella… |